HEADLINES

OTC Markets Group Companies

OTC Markets Group has increased its oversight of disclosure filings. Companies not meeting the Current Disclosure category risk having their quote labeled with a Caveat Emptor sign.
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Rule 144 Changes - SEC Publishes Amendments to Rule 144 and 145

SEC published the final rules amending Rule 144 and Rule 145.
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CURRENT NEWS

OTC Markets Group Steps up Oversight of Disclosure Filings
OTC Markets Grouphas become more diligent in their review of corporate disclosure for companies currently quoted through the OTC Markets medium. With the implementation of new disclosure requirements and disclosure categories, OTC Markets has been quick to move companies to limited information or "skull and crossbones" categories if they are not in compliance with the new guidelines. Guidelines

SEC Publishes Amendments to Rule 144 and 145
The SEC published the final rules amending Rule 144 and Rule 145. The primary changes to Rule 144 include shortening the holding period to six months for restricted securities that are subject to the reporting requirements and substantially easing the restrictions on resales by non-affiliates. The Rule 145 amendment eliminates the presumptive underwriter provision. Rules